Marketing Compliance Manager

About This Role

This role involves ensuring that a partner company's marketing strategies meet compliance regulations, particularly in banking or fintech. You will develop efficient systems and workflows to balance rapid progress with rigorous compliance standards, enabling effective scaling while navigating regulatory complexities.

Responsibilities

• Review marketing assets and strategies, providing guidance on regulatory requirements
• Approve marketing and advertising materials in a timely manner
• Develop compliant solutions with bank stakeholders
• Design and refine controls and processes for a high-quality marketing function
• Monitor marketing assets to ensure ongoing regulatory compliance
• Provide guidance on complex requests to drive compliant decision-making
• Collaborate with Legal and Compliance teams to demonstrate compliance

Requirements

• 5-10+ years of experience in regulatory compliance within marketing (banking or fintech preferred)
• Deep expertise in consumer financial protection regulations
• Ability to adapt quickly to various platforms and tools
• Exceptional communication skills, able to simplify complex concepts
• Experience guiding teams towards compliant outcomes

Qualifications

• 5-10+ years of experience in regulatory compliance within marketing, ideally in banking or fintech

Nice to Have

• Knowledge of FINRA and SEC advertising rules
• FINRA Series 7 or Series 24 certification

Benefits