Senior Director, Conduct Compliance Programs Officer
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Lead and manage compliance programs related to Antibribery and Anti-Corruption (ABAC), Insider Trading, Conflicts of Interest, and Antitrust for KPMG US, ensuring adherence to relevant laws and regulations.
Responsibilities
- Lead a team to further build and operate compliance programs for Antibribery and Anti-Corruption (ABAC), Insider Trading, Conflicts of Interest, and Antitrust
- Oversee risk assessments in collaboration with the Office of General Counsel (OGC)
- Monitor regulatory developments and emerging risks; maintain risk registers and escalate high-risk issues to leadership
- Work with process owners and stakeholders to develop, maintain, and update policies and procedures; implement internal controls
- Design and deliver training programs for employees and stakeholders on conduct compliance topics
- Establish monitoring mechanisms for conduct compliance across the organization; perform periodic testing of controls and processes
- Prepare compliance dashboards and reports for senior leadership
- Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment
Requirements
- Minimum twelve years of recent experience in compliance, risk management, legal, or related fields
- Juris Doctor or Advanced Masters degree, or certifications such as Certified Compliance & Ethics Professional (CCEP), with 10 or more years of regulatory compliance experience
- Experience managing compliance programs in a complex, multi-stakeholder environment
- Familiarity with compliance technology solutions and data analytics
- Deep knowledge of at least one and preferably two of the following compliance areas: ABAC, Conflicts of Interest, Insider Trading, Antitrust
- Strong understanding of risk management principles and regulatory requirements
- Ability to influence and collaborate across diverse teams and senior leadership
Qualifications
- Juris Doctor or Advanced Masters degree
- Minimum twelve years of recent experience in compliance, risk management, legal, or related fields, within a professional services or regulated industry
Nice to Have
- Experience with global compliance programs and cross-border regulatory issues
Benefits
Certifications
About KPMG US
KPMG provides audit, tax and advisory services for organizations in today's most important industries. Known for being a great place to work and build a career.