Principal Associate, Controllers Group

About This Role

This role is for a highly motivated Principal Associate in the Controllers Group focusing on risk, controls, and compliance within a fast-paced environment. It involves managing multiple priorities, contributing individually to the team, and having opportunities for leadership growth.

Responsibilities

• Serve as the main point of contact and own various risk management deliverables such as BCP, PLA, SOX Control and IRP support
• Promote proactive risk management initiatives to reduce the residual risk within the business
• Lead Retail Controller’s engagement activities on process level assessments, internal and external audits, and regulatory commitments
• Drive risk management initiatives to completion and execute roadmaps that deliver improved risk management practices, working with stakeholders to solve complex problems under tight deadlines
• Collaborate with FRM, SEC Reporting and other teams across the organization on various corporate initiatives
• Communicate with and influence leadership and key stakeholders on key process risks and actions needed
• Provide regular and open communication for transparency and awareness of progress and impediments
• Stay current on understanding effective risk management, process and control effectiveness strategies
• Collaborate with internal and external partners to resolve issues and stay connected on process or product changes

Requirements

• Bachelor's Degree or military experience
• At least 3 years of experience in accounting, or in external financial reporting, or in audit or in finance, or a combination
• At least 3 years of experience with Google Workspace or Microsoft Office products, or a combination

Qualifications

• Bachelor's Degree or military experience
• At least 3 years of experience in accounting, or in external financial reporting, or in audit or in finance, or a combination

Nice to Have

• 3+ years of experience in risk management within the banking or financial services industry
• 1+ year of Agile project management experience
• 1+ year of experience with Jira
• 2+ years of experience in Tableau, or Python, or SQL, or a combination
• 1+ year of Enterprise Resource Planning (ERP) experience
• 1+ year of reconciliation systems experience

Skills

* Required skills

Benefits

Certifications