Director, Compliance Governance & Monitoring

About This Role

Lead the development and maintenance of firm-wide compliance programs, procedures, and controls for KPMG, ensuring alignment with regulatory expectations and industry best practices. Establish governance structures and monitor legislative changes to keep policies updated.

Responsibilities

• Support the development and maintenance of firm-wide policies, procedures, controls, and standards for effective compliance programs
• Ensure alignment with regulatory expectations and industry best practices
• Assist in establishing governance structures to enable consistent implementation and oversight of compliance activities
• Ensure effective monitoring of changes in legislation, regulations and industry and professional standards
• Collaborate with business functions to conduct assessments of compliance programs
• Execute monitoring plans to ensure ongoing compliance with internal standards and external regulations
• Participate in regular reviews of the ethics and compliance program, identifying gaps or areas for improvement
• Support the CECO's reporting to management and the board of directors regarding the effectiveness of KPMG's E&C program
• Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment

Requirements

• Minimum 10 years of recent experience in compliance, risk management, legal, or related fields
• Bachelor's degree
• Demonstrated experience in supporting enterprise-wide compliance programs and governance frameworks
• Solid understanding of regulatory requirements, risk management principles, and compliance monitoring methodologies
• Strong communication and stakeholder management skills
• Ability to synthesize complex information and present actionable insights to management
• Authorized to work in the U.S. without employment-based visa sponsorship

Qualifications

• Master's degree, Juris Doctor or Advanced degree from an accredited college or university is preferred. Minimum of a Bachelor's degree is required.
• Minimum ten years of recent experience in compliance, risk management, legal, or related fields

Nice to Have

• Master's degree, Juris Doctor or Advanced degree
• Experience within a professional services or regulated industry

Benefits