Compliance Manager - Credit Card Business Oversight
Full Time
Mid Level
7+ years
Posted 4 weeks ago
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Upload Your ResumeAbout This Role
This role will support the Compliance program for credit cards and unsecured lending, helping to develop and maintain a compliance management system and providing compliance advice to the business. The manager will manage day-to-day operations and contribute to designing a future-focused compliance program in a dynamic, evolving environment.
Responsibilities
- Support the development, implementation, and maintenance of a compliance management system (CMS) program through compliance activities
- Serve as Compliance owner or resource on projects involving consumer laws and regulations that have a significant impact on operations or strategy
- Manage the oversight of compliance issues by reviewing and challenging root causes, remediation plans and performing validations
- Participate in the Compliance risk assessment process
- Provide advice, support and objective guidance to assigned portfolio, business, or function on compliance programs
- Manage/assist with regulatory reviews including inquiries, audits, and exams
- Identify and lead problem resolution for complex project/program requirements related issues
- Proactively advise the business of new and changed Compliance regulatory and/or policy changes
- Contribute to the development and implementation of Compliance programs
- Manage high risk initiatives and escalations
Requirements
- 7+ years of experience
- Working experience supporting credit cards or unsecured lending regulatory compliance
- Familiarity of applicable consumer protection laws and regulations (e.g., TILA, CARD Act, Reg Z, UDAAP, Reg E)
- Proactive and resourceful self-starter, comfortable operating with limited direction in a fast-paced environment
- Collaborative team player with the ability to roll up sleeves and lead or contribute at all levels of execution
- Confident communicator with experience advising and influencing senior leadership and cross-functional stakeholders
- Skilled in challenging assumptions and pushing back when regulations or interpretations warrant escalation or re-evaluation
Qualifications
- Undergraduate degree or equivalent work experience
- 7+ years of experience
Benefits
Career Development
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Health and well-being benefits
Banking benefits and discounts
Savings and retirement programs
Reward and recognition
Certifications
Certified Regulatory Compliance Manager (CRCM)
(Required)
About TD Securities
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. The company has over 6,500 professionals operating out of 40 cities globally.
Finance
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