Compliance Manager - Credit Card Business Oversight

TD Securities Mount Laurel, NJ $86,840 - $139,360
Full Time Mid Level 7+ years

Posted 4 weeks ago

Interested in this position?

Upload your resume and we'll match you with this and other relevant opportunities.

Upload Your Resume

About This Role

This role will support the Compliance program for credit cards and unsecured lending, helping to develop and maintain a compliance management system and providing compliance advice to the business. The manager will manage day-to-day operations and contribute to designing a future-focused compliance program in a dynamic, evolving environment.

Responsibilities

  • Support the development, implementation, and maintenance of a compliance management system (CMS) program through compliance activities
  • Serve as Compliance owner or resource on projects involving consumer laws and regulations that have a significant impact on operations or strategy
  • Manage the oversight of compliance issues by reviewing and challenging root causes, remediation plans and performing validations
  • Participate in the Compliance risk assessment process
  • Provide advice, support and objective guidance to assigned portfolio, business, or function on compliance programs
  • Manage/assist with regulatory reviews including inquiries, audits, and exams
  • Identify and lead problem resolution for complex project/program requirements related issues
  • Proactively advise the business of new and changed Compliance regulatory and/or policy changes
  • Contribute to the development and implementation of Compliance programs
  • Manage high risk initiatives and escalations

Requirements

  • 7+ years of experience
  • Working experience supporting credit cards or unsecured lending regulatory compliance
  • Familiarity of applicable consumer protection laws and regulations (e.g., TILA, CARD Act, Reg Z, UDAAP, Reg E)
  • Proactive and resourceful self-starter, comfortable operating with limited direction in a fast-paced environment
  • Collaborative team player with the ability to roll up sleeves and lead or contribute at all levels of execution
  • Confident communicator with experience advising and influencing senior leadership and cross-functional stakeholders
  • Skilled in challenging assumptions and pushing back when regulations or interpretations warrant escalation or re-evaluation

Qualifications

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience

Benefits

Career Development
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Health and well-being benefits
Banking benefits and discounts
Savings and retirement programs
Reward and recognition

Certifications

Certified Regulatory Compliance Manager (CRCM) (Required)

About TD Securities

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. The company has over 6,500 professionals operating out of 40 cities globally.

Finance
View all jobs at TD Securities →

Related Searches