Governance & Control Specialist (US) - Residential Lending

TD Securities Portland, ME $91,000 - $145,600
Full Time Mid Level 7+ years

Posted 3 weeks ago

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About This Role

Manage a portfolio of governance and control activities for complex business or functional areas within residential lending, implementing policies and initiatives to meet guidelines. This role acts as a technical lead on key control initiatives.

Responsibilities

  • Manage a portfolio of governance and control activities for moderately complex or high-risk business or functional areas
  • Implement policies/processes and/or initiatives to meet governance and control guidelines
  • Act as a technical lead on key control initiatives
  • Contribute to the strategic direction of the business governance and control function
  • Develop and document a comprehensive inventory of processes and controls
  • Review end-to-end processes and controls to increase standardization of solutions
  • Lead the integrated execution of policies/procedures/changes across multiple functional areas
  • Provide direction to complex, wide-ranging enterprise or cross-function/business projects as a SME

Requirements

  • 7+ years of relevant experience
  • Advanced business understanding and knowledge of risk and control functions
  • Advanced knowledge of governance, risk and control procedures, strategies & tactics
  • Knowledge of current and emerging competitor and market trends
  • Ability to establish goals and objectives that support delivery execution for multiple teams
  • Skill in using analytical software tools, data analysis methods and reporting techniques
  • Skill in using computer applications including MS Office and industry standards

Qualifications

  • Undergraduate degree preferred
  • 7+ years of relevant experience

Skills

MS Office * Analytical software tools * Data analysis methods * Reporting techniques *

* Required skills

Benefits

Career Development
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Health and well-being benefits
Banking benefits
Savings and retirement programs
Reward and recognition

About TD Securities

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. The company has over 6,500 professionals operating out of 40 cities globally.

Finance
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