Governance & Control Specialist (US) - Residential Lending
Full Time
Mid Level
7+ years
Posted 3 weeks ago
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Manage a portfolio of governance and control activities for complex business or functional areas within residential lending, implementing policies and initiatives to meet guidelines. This role acts as a technical lead on key control initiatives.
Responsibilities
- Manage a portfolio of governance and control activities for moderately complex or high-risk business or functional areas
- Implement policies/processes and/or initiatives to meet governance and control guidelines
- Act as a technical lead on key control initiatives
- Contribute to the strategic direction of the business governance and control function
- Develop and document a comprehensive inventory of processes and controls
- Review end-to-end processes and controls to increase standardization of solutions
- Lead the integrated execution of policies/procedures/changes across multiple functional areas
- Provide direction to complex, wide-ranging enterprise or cross-function/business projects as a SME
Requirements
- 7+ years of relevant experience
- Advanced business understanding and knowledge of risk and control functions
- Advanced knowledge of governance, risk and control procedures, strategies & tactics
- Knowledge of current and emerging competitor and market trends
- Ability to establish goals and objectives that support delivery execution for multiple teams
- Skill in using analytical software tools, data analysis methods and reporting techniques
- Skill in using computer applications including MS Office and industry standards
Qualifications
- Undergraduate degree preferred
- 7+ years of relevant experience
Skills
MS Office
*
Analytical software tools
*
Data analysis methods
*
Reporting techniques
*
* Required skills
Benefits
Career Development
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Health and well-being benefits
Banking benefits
Savings and retirement programs
Reward and recognition
About TD Securities
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. The company has over 6,500 professionals operating out of 40 cities globally.
Finance
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