Audit Senior Advisor - Corporate

About This Role

This role involves completing audit engagement assignments with minimal supervision, focusing on understanding and identifying risks related to processes, regulatory compliance, and technology within a complex banking environment. The Senior Advisor will evaluate control design adequacy, perform control testing, and provide critical assurance and advisory services on governance, risk management, and control frameworks.

Responsibilities

• Understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology
• Evaluate control design adequacy in complex business processes
• Perform and/or supervise control testing
• Document work performed in conformance with internal audit methodology
• Provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial Risk Management functions
• Execute audits of high-impact, enterprise-wide processes related to liquidity, capital adequacy, and resolution readiness
• Lead a team focused on assigned audits, providing supervision and assignments to team members as Auditor In Charge
• Review work papers completed by staff and draft audit reports
• Plan, execute, and report on risk-based audits focused on ALM, capital planning (including CCAR), liquidity risk, and resolution planning frameworks
• Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions

Requirements

• 8 to 15 years of progressive internal audit experience
• Demonstrable subject matter expertise in one or more of Asset and Liability Management (ALM), Capital Planning, Stress Testing (CCAR/DFAST), Enterprise-wide Stress testing, and FDIC Resolution Planning
• Strong understanding of regulatory expectations from the Federal Reserve, OCC, and FDIC
• Proven ability to assess risk and control environments within a complex banking organization
• Exceptional written and verbal communication skills
• Thorough understanding of Institute of Internal Auditors (IIA) Standards

Qualifications

• Bachelor’s Degree (4-Year Accredited College)
• 8 to 15 years of progressive internal audit experience

Nice to Have

• Prior experience at a large, complex financial institution or Big Four advisory practice
• Familiarity with Basel III, LCR/NSFR, TLAC, and related capital/liquidity regulatory frameworks
• Proficiency with TeamMate +

Skills

* Required skills

Benefits

Certifications