Analyst-Compliance Quality Control Review
Posted 2 months ago Expired
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Upload Your ResumeAbout This Role
This role involves conducting quality control reviews of Financial Crime Compliance processes, specifically Anti-Money Laundering (AML) investigations, managed by the GFCSU and US Investigations at American Express. The Analyst ensures adherence to legal, regulatory, and internal procedural requirements, providing real-time feedback and correcting errors.
Responsibilities
- Conduct quality control reviews of Financial Crime Compliance processes (AML, EDD, Screening) managed by the GFCSU and USIU
- Evaluate cases after initial decision to ensure adherence with procedural and regulatory guidance
- Provide real-time feedback to analysts if a material or non-material error is identified
- Close all cases after review is completed, including correcting any errors prior to submission for closure if required
- Assist in BAU case investigations based on business needs
Requirements
- Two+ years of work experience at a financial services institution, retail/commercial bank, or payment processing institution in AML/BSA, financial crimes compliance, know-your-customer (KYC), enhanced due diligence, screening/sanctions risk management, and/or operational risk
- Proven analytical skills and demonstrated ability to research, assess, interpret, resolve, and remediate issues with regulatory impact
- Excellent time-management skills and demonstrated ability to balance competing priorities in a deadline-driven environment
- Detail-oriented with strong verbal and written communication skills
Qualifications
- Bachelor’s Degree preferred
- 2+ years of work experience at a financial services institution, retail/commercial bank, or payment processing institution in AML/BSA, financial crimes compliance, KYC, enhanced due diligence, screening/sanctions risk management, and/or operational risk.
Nice to Have
- Business Self Testing (BST), Quality Control, or Quality Assurance experience
- Self-motivated with an ability to learn quickly and independently
- Ability to handle sensitive information in a confidential and professional manner
Benefits
About American Express
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues.