Investment & Trading Operations Associate

About This Role

This role involves executing and monitoring investment and trading operations, ensuring accurate asset allocation, and managing client-related paperwork for a premier retirement management practice. The associate will contribute to a client-focused team and support advisors in comprehensive financial planning.

Responsibilities

• Execute buy and sell orders, rebalancing, and maintaining asset allocation in Envestnet
• Follow up and resolve all trade-related issues
• Prepare and process all paperwork needed for investment/advisory accounts
• Execute, monitor, and follow up on asset transfers as well as initial and subsequent funding of advisory accounts
• Discuss potential rollover opportunities from other retirement plans
• Process proposal amendments, monitor alerts and annual reviews in Envestnet
• Monitor holdings for program eligibility in advisory accounts
• Execute and monitor asset movement in accounts
• Run performance reports in Envestnet, Morningstar, Ycharts, and NMCIR

Requirements

• 2-5 years of financial planning or investment experience
• Extremely client-focused, initiative-taking, “what more can I do?" approach
• Ability to work independently, as well as part of a team, and actively contribute to the group to complete tasks, meet goals or manage projects
• Current with client-specific strategies recommended by the Advisor, with the ability to reiterate the "how" and "why"

Qualifications

• Bachelor’s Degree in business, finance, and/or related field
• 2-5 years of financial planning or investment experience

Skills

* Required skills

Benefits