Accounting Manager

About This Role

Manage the daily and month-end close process for broker-dealer operations, prepare regulatory reports and filings, and assist with audits. Collaborate with stakeholders to streamline processes and drive continuous improvement through technology.

Responsibilities

• Own daily and month-end close process for broker-dealer operations
• Prepare FOCUS reports, regulatory filings, and calculation of regulatory net capital requirement
• Assist with regulatory audits and annual audits
• Collaborate closely with team, auditors, and other key stakeholders to manage and streamline processes
• Support the preparation of the annual financial statement schedules
• Identify areas for operational improvements and establish efficiencies and enhanced reporting
• Leverage technology to drive continuous improvement of financial accounting processes, reporting, and controls
• Perform other ad-hoc financial analyses, as required

Requirements

• 10+ years of accounting experience
• Bachelor's degree in Accounting, Finance, or related degree
• Experience working within a G/L system
• Advanced Excel knowledge and skills

Qualifications

• Bachelor's degree in Accounting, Finance, or related degree
• 10+ years of accounting experience, ideally within financial services

Nice to Have

• Experience within financial services
• Microsoft Dynamics experience
• SQL experience
• Python experience

Skills

* Required skills

Benefits