Sr. Manager, Wealth Advisor

About This Role

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory, you will provide non-discretionary investment advisory services, delivering an exceptional client experience as a fiduciary. You will manage complex client portfolios using a vast array of products and mentor junior SWA team members.

Responsibilities

• Provide premier, fee-based, and non-discretionary investment advisory services to clients
• Work as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience
• Use a vast array of products (stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading) to help clients manage complex portfolios
• Deepen relationships with various partners, including industry leading advisors
• Mentor junior SWA team members

Requirements

• CFP® designation or CFA® designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license
• Active and valid FINRA Series 66 license
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Qualifications

• Bachelor’s degree
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients.

Nice to Have

• Five or more years working directly with clients in the financial services industry

Benefits

Certifications