Senior Associate, Trading and Investments

About This Role

This Senior Associate drives daily trade implementation for client portfolios and optimizes trading systems at a registered investment advisor managing $3 billion in assets. The role combines trade execution experience with portfolio operations and technology skills, particularly within Orion, RedBlack, and Salesforce.

Responsibilities

• Execute equity, ETF, mutual fund, and fixed income trades across multiple custodians, ensuring best execution and adherence to client guidelines and the firm’s trading policies
• Monitor and manage asset allocation and position sizing in client portfolios; generate and process rebalancing trades across household and account structures
• Own day-to-day use and optimization of Orion and RedBlack (or similar systems), including setting and maintaining trading rules, restrictions, tolerances, and workflows
• Work closely with technology, operations, and advisory teams to fully integrate trading tools with the firm’s CRM (Salesforce), portfolio accounting, and reporting systems
• Reconcile trades and positions, ensuring data integrity
• Support the development and maintenance of trading dashboards and exception reports to improve scalability and risk control
• Partner with compliance to ensure trading activities meet regulatory and internal standards (best execution reviews, trade error documentation, restricted list management, etc.)

Requirements

• 2-5+ years of trading or rebalancing experience at an RIA, multifamily office, asset manager, or broker dealer (supporting multibillion dollar discretionary AUM preferred)
• Demonstrated proficiency with Orion and/or RedBlack (or comparable OMS/rebalancing systems)
• Advanced Excel proficiency (for block trades, trading models, quantitative/performance analysis)
• Deep understanding of asset allocation, model portfolios, tax aware trading, and household level rebalancing
• Exceptional attention to detail, accuracy under time pressure, and a process driven mindset
• Strong communication skills and ability to collaborate across advisory, operations, compliance, and technology teams

Qualifications

• 2–5+ years of trading or rebalancing experience at an RIA, multifamily office, asset manager, or broker dealer, ideally supporting multibillion dollar discretionary AUM.

Nice to Have

• Strong working knowledge of Salesforce in an advisory context

Skills

* Required skills

Benefits