Manager, Investment Policy

About This Role

This role involves leading and overseeing the Global Asset Management (GAM) solutions investment policy function, combining analytical expertise with cross-functional collaboration to ensure regulatory compliance and enhance fund performance. You will lead a team of professionals and manage complex initiatives across North American and global operations.

Responsibilities

• Lead and mentor a North American-based team of investment policy professionals supporting institutional clients in Canada and the US
• Foster a high-performing culture emphasizing quality delivery, continuous improvement, and professional development
• Manage team resources and capacity planning to optimize productivity and service delivery
• Ensure daily trading alert reviews are conducted with appropriate governance and escalation protocols
• Oversee development, maintenance, and enhancement of Investment Policy Statements for GAM fund, pool, and model solutions
• Act as backup to the global BlueBay Investment Policy desk during peak periods, ensuring business continuity
• Oversee coordination of periodic investment mandate reviews, including breach analysis and stakeholder governance
• Oversee peer group database management using Morningstar, Mercer, and consultant data
• Guide analysis of peer group characteristics, alpha targets, and value-added objectives to inform investment strategy
• Lead audit delivery processes across the team; identify and implement improvements to enhance procedures and remove ambiguities

Requirements

• 5+ years of experience in investment policy, fund management, regulatory compliance in financial services
• Advanced analytical and quantitative skills with expertise in investment management platforms and peer group analysis
• Ability to work on concurrent projects and to deliver complex initiatives on time and within budget
• Excellent leadership, communication, and interpersonal skills for both internal and client-facing interactions
• Strategic thinking with ability to identify process improvements and operational efficiencies
• Knowledge of regulatory and compliance frameworks in institutional asset management

Qualifications

• 5+ years of experience in investment policy, fund management, regulatory compliance in financial services

Nice to Have

• 3+ years of team leadership or management experience
• CFA charter or equivalent professional designation
• Familiarity with Charles River or similar institutional investment platforms
• Experience managing geographically distributed teams
• Experience with trade cost analysis (TCA) and best execution frameworks
• Background in equity or fixed income trading and market microstructure

Skills

* Required skills

Benefits