Financial Licensing Analyst

About This Role

Provide support to the licensing and applications functions of the Department of Financial Institutions, research regulatory matters, and handle telephone/email inquiries from Indiana consumers regarding financial services. This position contributes to ensuring residents have access to proper financial services and protecting consumer interests.

Responsibilities

• Provide support to the licensing and applications functions of the Department of Financial Institutions (DFI)
• Research regulatory matters related to financial services
• Receive and respond to telephone and email inquiries from Indiana consumers on financial services
• Track, monitor, and recommend regulatory action on initial and renewal applications via NMLS and direct submissions
• Engage with the Internal Revenue Service, Financial Crimes Enforcement Network, and other regulators as needed
• Perform various examinations on institutions of large size and complexity
• Serve as Examiner-In-Charge (EIC) for Safety and Soundness examinations
• Prepare examination reports of findings that are accurate and comply with Department policies
• Assist in bringing organizations into full compliance with laws and regulations
• Review work produced by other staff and provide effective feedback

Requirements

• Ability to complete Agency specific training programs
• Broad knowledge of computer applications, including examination and DFI software
• Ability to conduct and prepare examination reports
• Ability to identify, apply, and interpret laws, regulations, and policies applicable to assigned areas
• Ability to analyze and interpret data and records
• Ability to communicate effectively, both orally and in writing
• Ability to exercise both tact and persuasion in dealing with institution managers and staff
• Ability to travel across or within a specified region of the State

Skills

* Required skills

Benefits