Associate Advisor, Wealth Management

About This Role

This Associate Advisor role assists clients, wealth advisors, and team members within a wealth management practice handling high-net-worth families and business owners. The position provides exposure to operations, investment management, client service, and new business acquisition.

Responsibilities

• Serve on the client service team to assist in managing client relationships
• Involve in client and prospect meetings as well as networking opportunities
• Develop competency with eMoney financial planning software to assist in developing financial plans
• Prepare investment (portfolio) analysis and financial-related projects as needed
• Develop competency in CRM, manage workflows and related documentation requirements
• Facilitate best practices and assist in monitoring and satisfying compliance requirements

Requirements

• 2+ years in the Wealth Management/Financial Services industry
• Experience with Schwab Institutional, eMoney Advisor, Black Diamond, and other financial planning software tools, including CRM systems
• Excellent verbal and written communication skills
• Ability to work efficiently, effectively, and independently
• Excellent organizational skills with the ability to prioritize multiple tasks, projects, and assignments
• Basic knowledge of income taxes and effects of portfolio transactions on income taxes
• Ability to register as an Investment Adviser Representative or willing to obtain active series 65 registration within 90 days of employment

Qualifications

• Undergraduate Degree, preferably in a business-related field
• 2+ years in the Wealth Management/Financial Services industry

Skills

* Required skills

Benefits